SEC Form 4 · accession 0001225208-16-041770
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia B Powell
Officer — Corp. Controller, Exec VP
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 9,012 | $30.09 | A | 20,428 | D | |
| Common StockF1 | Nov 14, 2016 | S | 9,012 | $42.209 | D | 11,416 | D | |
| Common Stock | holding | — | — | — | 3,152 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $30.09 | Nov 14, 2016 | M | 9,012 | D | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 9,012 | 0 | D |
| Stock Option (right to buy)F3 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 7,618 | 7,618 | D |
| Stock Option (right to buy)F4 | $44.15 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 5,847 | 5,847 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $42.1550 to $42.2600. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F3The option is exercisable in five equal annual installments beginning on 2/26/2009.
- F4The option is exercisable in five equal annual installments beginning on 2/20/2008.