SEC Form 4 · accession 0001225208-16-041251

TRUIST FINANCIAL CORP · TFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 3, 2016

Accepted (ET)

Nov 7, 2016 · 1:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000092230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 3, 2016	M	5,797	$34.29	A	35,313	D
Common Stock	Nov 3, 2016	M	4,285	$27.75	A	39,598	D
Common Stock^F1	Nov 3, 2016	S	10,082	$38.5541	D	29,516	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F2	$27.75	Nov 3, 2016	M	4,285	D	Feb 23, 2011	Feb 23, 2020	Common Stock	4,285	0	D
Stock Option (right to buy)^F3	$34.29	Nov 3, 2016	M	5,797	D	Feb 26, 2009	Feb 26, 2018	Common Stock	5,797	0	D
Stock Option (right to buy)^F4	$44.15	holding	—	—	—	Feb 20, 2008	Feb 20, 2017	Common Stock	4,672	4,672	D
Stock Option (right to buy)^F5	$27.73	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Common Stock	3,221	3,221	D

F1The price in Column 4 is a weighted average price. The prices actually received ranged from $38.5541 to $38.5550. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2The option is exercisable in four equal annual installments beginning on 02/23/2011.
F3The option is exercisable in five equal annual installments beginning on 2/26/2009.
F4The option is exercisable in five equal annual installments beginning on 2/20/2008.
F5The option is exercisable in four equal annual installments beginning on 2/22/2012.

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