SEC Form 4 · accession 0001225208-16-038413
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K. David Boyer Jr.
Director
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 25, 2016 | S | 2,448 | $37.8332 | D | 9,414 | D | |
| Common Stock | holding | — | — | — | 4,071 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 3,221 | D |
| Stock Option (right to buy)F4 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 4,285 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $37.8300 to $37.8400. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Includes 51.511 shares acquired in June 2016, under the Issuer's Dividend Reinvestment Plan.
- F3The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F4The option is exercisable in four equal annual installments beginning on 02/23/2011.