SEC Form 4 · accession 0001225208-16-038408
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hudson Weaver
Officer — Sr. Executive Vice President
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2016 | M | 10,909 | $34.29 | A | 21,651 | D | |
| Common StockF2 | Aug 25, 2016 | S | 10,909 | $37.783 | D | 10,742 | D | |
| Common StockF3 | holding | — | — | — | 16,420 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 700 | I | By UTMA C/F Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $34.29 | Aug 25, 2016 | M | 10,909 | D | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 10,909 | 0 | D |
| Stock Option (right to buy)F6 | $44.15 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 6,125 | 6,125 | D |
| Stock Option (right to buy)F7 | $30.09 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 10,782 | 10,782 | D |
| Stock Option (right to buy)F8 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 8,752 | 8,752 | D |
| Stock Option (right to buy)F9 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 8,532 | 8,532 | D |
Explanation of responses
- F1Includes 68.120 shares acquired in June 2016, under the Issuer's Dividend Reinvestment Plan.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $37.750 to $37.810. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Includes 117.224 shares acquired between April 1, 2016 and June 30, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated April 1, 2016 through June 30, 2016.
- F4Includes 5.312 shares acquired in June 2016, under the Issuer's Dividend Reinvestment Plan.
- F5The option is exercisable in five equal annual installments beginning on 2/26/2009.
- F6The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F7The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F8The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F9The option is exercisable in four equal annual installments beginning on 02/23/2011.
Remarks
poa.txt