SEC Form 4 · accession 0001225208-16-032789

TRUIST FINANCIAL CORP · TFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Donna C Goodrich

Officer — Sr. Executive Vice President

Period of report

May 4, 2016

Accepted (ET)

May 6, 2016 · 4:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000092230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	May 6, 2016	S	11,100	$33.8611	D	50,223	D
Common Stock	May 4, 2016	S	4,000	$34.4567	D	5,864	I	By Spouse
Common Stock^F1	holding	—	—		—	8,297	I	By 401(k)
Common Stock^F2	holding	—	—		—	8,506	I	By Spouse's 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$44.15	holding	—	—	—	Feb 20, 2008	Feb 20, 2017	Common Stock	36,635	36,635	D
Stock Option (right to buy)^F4	$30.09	holding	—	—	—	Feb 21, 2013	Feb 21, 2022	Common Stock	36,455	36,455	D
Stock Option (right to buy)^F5	$27.73	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Common Stock	28,505	28,505	D
Stock Option (right to buy)^F6	$27.75	holding	—	—	—	Feb 23, 2011	Feb 23, 2020	Common Stock	36,875	36,875	D
Stock Option (right to buy)^F7	$37.55	holding	—	—	—	Feb 25, 2015	Feb 25, 2024	Common Stock	10,263	10,263	D
Stock Option (right to buy)^F8	$34.29	holding	—	—	—	Feb 26, 2009	Feb 26, 2018	Common Stock	46,642	46,642	D
Stock Option (right to buy)^F9	$30.08	holding	—	—	—	Feb 26, 2014	Feb 26, 2023	Common Stock	21,587	21,587	D
Stock Option (right to buy)^F10	$38.22	holding	—	—	—	Mar 15, 2016	Feb 24, 2025	Common Stock	8,833	8,833	D
Stock Option (right to buy)^F3	$44.15	holding	—	—	—	Feb 20, 2008	Feb 20, 2017	Common Stock	3,490	3,490	I
Stock Option (right to buy)^F4	$30.09	holding	—	—	—	Feb 21, 2013	Feb 21, 2022	Common Stock	3,825	3,825	I
Stock Option (right to buy)^F5	$27.73	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Common Stock	3,044	3,044	I
Stock Option (right to buy)^F6	$27.75	holding	—	—	—	Feb 23, 2011	Feb 23, 2020	Common Stock	3,946	3,946	I
Stock Option (right to buy)^F8	$34.29	holding	—	—	—	Feb 26, 2009	Feb 26, 2018	Common Stock	4,978	4,978	I

Explanation of responses

F1Includes 72.692 shares acquired between January 1, 2016 and March 31, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated January 1, 2016 through March 31, 2016.
F10On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of the option as to 8,833 shares.
F2Includes 74.522 shares acquired between January 1, 2016 and March 31, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated January 1, 2016 through March 31, 2016.
F3The option is exercisable in five equal annual installments beginning on 2/20/2008.
F4The option is exercisable in four equal annual installments beginning on 02/21/2013.
F5The option is exercisable in four equal annual installments beginning on 2/22/2012.
F6The option is exercisable in four equal annual installments beginning on 02/23/2011.
F7On February 25, 2014, the reporting person was granted an option to purchase 15,396 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of the option as to 5,132 shares.
F8The option is exercisable in five equal annual installments beginning on 2/26/2009.
F9The option is exercisable in three equal annual installments beginning on 02/26/2014.