SEC Form 4 · accession 0001225208-16-030061
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hudson Weaver
Officer — Sr. Executive Vice President
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2016 | F | 551 | $34.38 | D | 14,674 | D | |
| Common Stock | holding | — | — | — | 15,910 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 695 | I | By UTMA C/F Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $44.15 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 6,125 | 6,125 | D |
| Stock Option (right to buy)F4 | $30.09 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 10,782 | 10,782 | D |
| Stock Option (right to buy)F5 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 8,752 | 8,752 | D |
| Stock Option (right to buy)F6 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 8,532 | 8,532 | D |
| Stock Option (right to buy)F7 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 10,909 | 10,909 | D |
Explanation of responses
- F1Includes 37.397 shares acquired in March 2016, under the Issuer's Dividend Reinvestment Plan.
- F2Includes 5.631 shares acquired in March 2016, under the Issuer's Dividend Reinvestment Plan.
- F3The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F4The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F5The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F6The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F7The option is exercisable in five equal annual installments beginning on 2/26/2009.