SEC Form 4 · accession 0001225208-16-030033

TRUIST FINANCIAL CORP · TFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Executive Vice President

Period of report

Mar 15, 2016

Accepted (ET)

Mar 17, 2016 · 4:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000092230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 15, 2016	F	2,165	$34.38	D	61,323	D
Common Stock^F2	Mar 15, 2016	F	193	$34.38	D	9,864	I	By Spouse
Common Stock	holding	—	—		—	8,225	I	By 401(k)
Common Stock	holding	—	—		—	8,432	I	By Spouse's 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$44.15	holding	—	—	—	Feb 20, 2008	Feb 20, 2017	Common Stock	36,635	36,635	D
Stock Option (right to buy)^F4	$30.09	holding	—	—	—	Feb 21, 2013	Feb 21, 2022	Common Stock	36,455	36,455	D
Stock Option (right to buy)^F5	$27.73	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Common Stock	28,505	28,505	D
Stock Option (right to buy)^F6	$27.75	holding	—	—	—	Feb 23, 2011	Feb 23, 2020	Common Stock	36,875	36,875	D
Stock Option (right to buy)^F7	$37.55	holding	—	—	—	Feb 25, 2015	Feb 25, 2024	Common Stock	10,263	10,263	D
Stock Option (right to buy)^F8	$34.29	holding	—	—	—	Feb 26, 2009	Feb 26, 2018	Common Stock	46,642	46,642	D
Stock Option (right to buy)^F9	$30.08	holding	—	—	—	Feb 26, 2014	Feb 26, 2023	Common Stock	21,587	21,587	D
Stock Option (right to buy)^F10	$38.22	holding	—	—	—	Mar 15, 2016	Feb 24, 2025	Common Stock	8,833	8,833	D
Stock Option (right to buy)^F3	$44.15	holding	—	—	—	Feb 20, 2008	Feb 20, 2017	Common Stock	3,490	3,490	I
Stock Option (right to buy)^F4	$30.09	holding	—	—	—	Feb 21, 2013	Feb 21, 2022	Common Stock	3,825	3,825	I
Stock Option (right to buy)^F5	$27.73	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Common Stock	3,044	3,044	I
Stock Option (right to buy)^F6	$27.75	holding	—	—	—	Feb 23, 2011	Feb 23, 2020	Common Stock	3,946	3,946	I
Stock Option (right to buy)^F8	$34.29	holding	—	—	—	Feb 26, 2009	Feb 26, 2018	Common Stock	4,978	4,978	I

F1Includes 366.804 shares acquired in March 2016, under the Issuer's Dividend Reinvestment Plan.
F10On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of the option as to 8,833 shares.
F2Includes 38.915 shares acquired in March 2016, under the Issuer's Dividend Reinvestment Plan.
F3The option is exercisable in five equal annual installments beginning on 2/20/2008.
F4The option is exercisable in four equal annual installments beginning on 02/21/2013.
F5The option is exercisable in four equal annual installments beginning on 2/22/2012.
F6The option is exercisable in four equal annual installments beginning on 02/23/2011.
F7On February 25, 2014, the reporting person was granted an option to purchase 15,396 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016 and 2017. The performance criteria for 2016 were met resulting in vesting of the option as to 5,132 shares.
F8The option is exercisable in five equal annual installments beginning on 2/26/2009.
F9The option is exercisable in three equal annual installments beginning on 02/26/2014.