SEC Form 4 · accession 0001225208-16-028572
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Bennett Bradley
Officer — Sr. Executive Vice President
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2016 | F | 368 | $32.00 | D | 22,000 | D | |
| Common Stock | holding | — | — | — | 5,414 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 924 | I | By Spouse | |
| Common Stock | holding | — | — | — | 9,429 | I | By Spouse's 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $44.15 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 10,035 | 10,035 | D |
| Stock Option (right to buy)F2 | $30.09 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 7,022 | 7,022 | D |
| Stock Option (right to buy)F3 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 5,565 | 5,565 | D |
| Stock Option (right to buy)F4 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 7,762 | 7,762 | D |
| Stock Option (right to buy)F5 | $16.88 | holding | — | — | — | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 3,648 | 3,648 | D |
| Stock Option (right to buy)F6 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 13,181 | 13,181 | D |
Explanation of responses
- F1The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F2The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F3The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F4The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F5The option is exercisable in five equal annual installments beginning on 02/24/2010.
- F6The option is exercisable in five equal annual installments beginning on 2/26/2009.