SEC Form 4 · accession 0001225208-16-028266
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Sears
Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | A | 3,426 | $0.00 | A | 12,382 | D | |
| Common Stock | holding | — | — | — | 62 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $61.85 | holding | — | — | — | Feb 27, 2008 | Feb 26, 2018 | Common Stock | 1,058 | 1,058 | D |
Explanation of responses
- F1Grant of Restricted Stock Units which cliff vest on December 31, 2016.
- F2Pursuant to the Merger Agreement, the option became fully vested on August 1, 2015.