SEC Form 4 · accession 0001225208-16-027581

TRUIST FINANCIAL CORP · TFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Donna C Goodrich

Officer — Sr. Executive Vice President

Period of report

Feb 21, 2016

Accepted (ET)

Feb 23, 2016 · 4:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000092230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 21, 2016	F	3,698	$32.38	D	56,431	D
Common Stock^F2	Feb 21, 2016	F	446	$32.38	D	9,421	I	By Spouse
Common Stock^F3	holding	—	—		—	8,225	I	By 401(k)
Common Stock^F4	holding	—	—		—	8,432	I	By Spouse's 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F5	$44.15	holding	—	—	—	Feb 20, 2008	Feb 20, 2017	Common Stock	36,635	36,635	D
Stock Option (right to buy)^F6	$30.09	holding	—	—	—	Feb 21, 2013	Feb 21, 2022	Common Stock	36,455	36,455	D
Stock Option (right to buy)^F7	$27.73	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Common Stock	28,505	28,505	D
Stock Option (right to buy)^F8	$27.75	holding	—	—	—	Feb 23, 2011	Feb 23, 2020	Common Stock	36,875	36,875	D
Stock Option (right to buy)^F9	$37.55	holding	—	—	—	Feb 25, 2015	Feb 25, 2024	Common Stock	5,131	5,131	D
Stock Option (right to buy)^F10	$34.29	holding	—	—	—	Feb 26, 2009	Feb 26, 2018	Common Stock	46,642	46,642	D
Stock Option (right to buy)^F11	$30.08	holding	—	—	—	Feb 26, 2014	Feb 26, 2023	Common Stock	21,587	21,587	D
Stock Option (right to buy)^F5	$44.15	holding	—	—	—	Feb 20, 2008	Feb 20, 2017	Common Stock	3,490	3,490	I
Stock Option (right to buy)^F6	$30.09	holding	—	—	—	Feb 21, 2013	Feb 21, 2022	Common Stock	3,825	3,825	I
Stock Option (right to buy)^F7	$27.73	holding	—	—	—	Feb 22, 2012	Feb 22, 2021	Common Stock	3,044	3,044	I
Stock Option (right to buy)^F8	$27.75	holding	—	—	—	Feb 23, 2011	Feb 23, 2020	Common Stock	3,946	3,946	I
Stock Option (right to buy)^F10	$34.29	holding	—	—	—	Feb 26, 2009	Feb 26, 2018	Common Stock	4,978	4,978	I

Explanation of responses

F1Includes 310.094 shares acquired December 2015, under the Issuer's Dividend Reinvestment Plan.
F10The option is exercisable in five equal annual installments beginning on 2/26/2009.
F11The option is exercisable in three equal annual installments beginning on 02/26/2014.
F2Includes 32.898 shares acquired December 2015, under the Issuer's Dividend Reinvestment Plan.
F3Includes 49.333 shares acquired between September 1, 2015 and December 31, 2015, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated September 1, 2015 through December 31, 2015.
F4Includes 50.575 shares acquired between September 1, 2015 and December 31, 2015, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated September 1, 2015 through December 31, 2015.
F5The option is exercisable in five equal annual installments beginning on 2/20/2008.
F6The option is exercisable in four equal annual installments beginning on 02/21/2013.
F7The option is exercisable in four equal annual installments beginning on 2/22/2012.
F8The option is exercisable in four equal annual installments beginning on 02/23/2011.
F9On February 25, 2014, the reporting person was granted an option to purchase 15,396 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016 and 2017. The performance criteria for 2015 were met resulting in vesting of the option as to 5,131 shares.