SEC Form 4 · accession 0001225208-15-020877
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nido R Qubein
Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 13, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | G | 16,091 | $0.00 | D | 87,414 | D | |
| Series E Nonconvertible Perpetual Preferred Stock | holding | — | — | — | 4,500 | D | ||
| Common Stock | holding | — | — | — | 8,641 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 2,958 | I | By Spouse for Custodian for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $44.15 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 4,672 | 4,672 | D |
| Stock Option (right to buy)F4 | $39.73 | holding | — | — | — | Feb 21, 2007 | Feb 21, 2016 | Common Stock | 6,272 | 6,272 | D |
| Stock Option (right to buy)F5 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 3,221 | D |
| Stock Option (right to buy)F6 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 4,285 | D |
| Stock Option (right to buy)F7 | $16.88 | holding | — | — | — | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 7,722 | 7,722 | D |
| Stock Option (right to buy)F8 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 5,797 | 5,797 | D |
Explanation of responses
- F1Includes 318.327 shares acquired between March 2015 and September 2015, under the Issuer's Dividend Reinvestment Plan.
- F2Includes 60.412 shares acquired between March 2015 and September 2015, under the Issuer's Dividend Reinvestment Plan.
- F3The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F4The option is exercisable in five equal annual installments beginning on 2/21/2007.
- F5The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F6The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F7The option is exercisable in five equal annual installments beginning on 02/24/2010.
- F8The option is exercisable in five equal annual installments beginning on 2/26/2009.