SEC Form 4 · accession 0001225208-15-019885
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Sears
Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 26, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | M | 1,058 | $24.86 | A | 7,898 | D | |
| Common Stock | Oct 23, 2015 | M | 1,058 | $23.47 | A | 8,956 | D | |
| Common Stock | holding | — | — | — | 62 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $24.86 | Oct 23, 2015 | M | 1,058 | D | Feb 27, 2009 | Feb 26, 2019 | Common Stock | 1,058 | 0 | D |
| Stock Option (right to buy) | $23.47 | Oct 23, 2015 | M | 1,058 | D | Jul 20, 2010 | Jul 17, 2020 | Common Stock | 1,058 | 0 | D |
| Stock Option (right to buy)F1 | $61.85 | holding | — | — | — | Feb 27, 2008 | Feb 26, 2018 | Common Stock | 1,058 | 1,058 | D |
Explanation of responses
- F1Pursuant to the Merger Agreement, the option became fully vested on August 1, 2015.