SEC Form 4 · accession 0001225208-15-017463
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daryl N. Bible
Officer — Chief Financial Officer
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2015 | M | 1,265 | $16.88 | A | 106,763 | D | |
| Common Stock | Aug 19, 2015 | S | 1,265 | $40.00 | D | 105,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $16.88 | Aug 19, 2015 | M | 1,265 | D | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 1,265 | 13,870 | D |
| Stock Option (right to buy)F2 | $36.22 | holding | — | — | — | Jan 31, 2009 | Jan 31, 2018 | Common Stock | 101,902 | 101,902 | D |
| Stock Option (right to buy)F3 | $30.09 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 56,158 | 56,158 | D |
| Stock Option (right to buy)F4 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 21,447 | 21,447 | D |
| Stock Option (right to buy)F5 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 13,049 | 13,049 | D |
| Stock Option (right to buy)F6 | $37.55 | holding | — | — | — | Feb 25, 2015 | Feb 25, 2024 | Common Stock | 7,542 | 7,542 | D |
| Stock Option (right to buy)F7 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 44,293 | 44,293 | D |
| Stock Option (right to buy)F8 | $30.08 | holding | — | — | — | Feb 26, 2014 | Feb 26, 2023 | Common Stock | 32,147 | 32,147 | D |
Explanation of responses
- F1The option is exercisable in five equal annual installments beginning on 02/24/2010.
- F2The option is exercisable in five equal annual installments beginning on 1/31/2009.
- F3The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F4The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F5The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F6On February 25, 2014, the reporting person was granted an option to purchase 22,629 shares of common stock. The option vests in three equal annual installments based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2015 were met, resulting in vesting of the option as to 7,542 shares.
- F7The option is exercisable in five equal annual installments beginning on 2/26/2009.
- F8The option is exercisable in three equal annual installments beginning on 02/26/2014.