SEC Form 4 · accession 0001225208-15-014264
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia B Powell
Officer — Corp. Controller, Exec VP
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | F | 3,891 | $41.02 | D | 16,789 | D | |
| Common Stock | holding | — | — | — | 2,739 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $44.15 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 5,847 | 5,847 | D |
| Stock Option (right to buy)F2 | $39.73 | holding | — | — | — | Feb 21, 2007 | Feb 21, 2016 | Common Stock | 3,879 | 3,879 | D |
| Stock Option (right to buy)F3 | $30.09 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 9,012 | 9,012 | D |
| Stock Option (right to buy)F4 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 7,047 | 7,047 | D |
| Stock Option (right to buy)F5 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 7,618 | 7,618 | D |
Explanation of responses
- F1The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F2The option is exercisable in five equal annual installments beginning on 2/21/2007.
- F3The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F4The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F5The option is exercisable in five equal annual installments beginning on 2/26/2009.