SEC Form 4 · accession 0001225208-15-014262
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B Wiggs
Officer — Sr. Exec. V.P.
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2015 | F | 18,158 | $41.02 | D | 38,689 | D | |
| Common Stock | holding | — | — | — | 8,193 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $44.15 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 41,077 | 41,077 | D |
| Stock Option (right to buy)F3 | $39.73 | holding | — | — | — | Feb 21, 2007 | Feb 21, 2016 | Common Stock | 34,887 | 34,887 | D |
| Stock Option (right to buy)F4 | $30.09 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2022 | Common Stock | 11,190 | 11,190 | D |
| Stock Option (right to buy)F5 | $37.55 | holding | — | — | — | Feb 25, 2015 | Feb 25, 2024 | Common Stock | 6,324 | 6,324 | D |
| Stock Option (right to buy)F6 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 54,138 | 54,138 | D |
| Stock Option (right to buy)F7 | $30.08 | holding | — | — | — | Feb 26, 2014 | Feb 26, 2023 | Common Stock | 26,952 | 26,952 | D |
Explanation of responses
- F1Includes 0.003 shares acquired in June 2015, under the Issuer's Dividend Reinvestment Plan.
- F2The option is exercisable in five equal annual installments beginning on 2/20/2008.
- F3The option is exercisable in five equal annual installments beginning on 2/21/2007.
- F4The option is exercisable in four equal annual installments beginning on 02/21/2013.
- F5On February 25, 2014, the reporting person was granted an option to purchase 18,976 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2015 were met, resulting in vesting of the option as to 6,324 shares.
- F6The option is exercisable in five equal annual installments beginning on 2/26/2009.
- F7The option is exercisable in three equal annual installments beginning on 02/26/2014.