SEC Form 4/A · accession 0001225208-15-012690
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donna C Goodrich
Officer — Sr. Executive Vice President
Period of report
May 5, 2015
Accepted (ET)
May 22, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,059 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 3,690 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 9,766 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 8,262 | I | By Spouse's 401(k) | |
| Common StockF5 | holding | — | — | — | 3,572 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 48.842 shares acquired between January 1, 2015 and March 31, 2015, under the Issuer's 401(k) Plan. The information in this report is based on plan statements dated January 1, 2015 through March 31, 2015.
- F2Includes 22.982 shares acquired in March 2015, under Dividend Reinvestment Plans.
- F3Includes 24.362 shares acquired March 2015, under the Issuer's Dividend Reinvestment Plan.
- F4Includes 50.072 shares acquired between January 1, 2015 and March 31, 2015, under the Issuer's 401(k) Plan. The information in this report is based on plan statements dated January 1, 2015 through March 31, 2015.
- F5Includes 22.242 shares acquired March 2015, under Dividend Reinvestment Plans.
Remarks
The electronic filing system will not accept a filing that includes only a footnote or remark, without the entry of a transaction or holding in Table I or Table II. Therefore, the reason for re-reporting these line items is to gain access to the filing system, to enable the reporting person to re-file with corrected footnotes. The footnotes 3 through 7 in the prior filing should be disregarded.