SEC Form 4 · accession 0001225208-15-005876
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Williams
Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2015 | A | 2,616 | $0.00 | A | 371,157 | D | |
| Common StockF3 | holding | — | — | — | 1,575 | I | By Trust for Daughter - Mary | |
| Common StockF3 | holding | — | — | — | 1,575 | I | By Trust for Daughter - Sarah | |
| Common StockF4 | holding | — | — | — | 8,462 | I | By Trust for Son | |
| Common StockF5 | holding | — | — | — | 414 | I | By UTMA C/F Daughter - Mary | |
| Common StockF5 | holding | — | — | — | 414 | I | By UTMA C/F Daughter - Sarah | |
| Common StockF6 | holding | — | — | — | 475 | I | By UTMA C/F Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F7 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 3,221 | D |
| Stock Option (right to buy)F8 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 4,285 | D |
| Stock Option (right to buy)F9 | $16.88 | holding | — | — | — | Feb 24, 2010 | Feb 24, 2019 | Common Stock | 7,722 | 7,722 | D |
| Stock Option (right to buy)F10 | $34.29 | holding | — | — | — | Feb 26, 2009 | Feb 26, 2018 | Common Stock | 5,797 | 5,797 | D |
Explanation of responses
- F1Grant of Restricted Stock Units which cliff vest on December 31, 2015.
- F10The option is exercisable in five equal annual installments beginning on 2/26/2009.
- F2Includes 172.894 shares acquired between March 2014 and December 2014, under the Issuer's Dividend Reinvestment Plan.
- F3Includes 39.375 shares acquired between March 2014 and December 2014, under the Issuer's Dividend Reinvestment Plan.
- F4Includes 211.501 shares acquired between March 2014 and December 2014, under the Issuer's Dividend Reinvestment Plan.
- F5Includes 10.352 shares acquired between March 2014 and December 2014, under the Issuer's Dividend Reinvestment Plan.
- F6Includes 11.880 shares acquired between March 2014 and December 2014, under the Issuer's Dividend Reinvestment Plan.
- F7The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F8The option is exercisable in four equal annual installments beginning on 02/23/2011.
- F9The option is exercisable in five equal annual installments beginning on 02/24/2010.