SEC Form 4 · accession 0001225208-15-005866
TRUIST FINANCIAL CORP · TFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Skains
Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2015 | A | 2,616 | $0.00 | A | 14,872 | D | |
| Common Stock | holding | — | — | — | 2,500 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $27.73 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 3,221 | 3,221 | D |
| Stock Option (right to buy)F4 | $27.75 | holding | — | — | — | Feb 23, 2011 | Feb 23, 2020 | Common Stock | 4,285 | 4,285 | D |
Explanation of responses
- F1Grant of Restricted Stock Units which cliff vest on December 31, 2015.
- F2Includes 160.576 shares acquired between March 2014 and December 2014, under the Dividend Reinvestment Plan.
- F3The option is exercisable in four equal annual installments beginning on 2/22/2012.
- F4The option is exercisable in four equal annual installments beginning on 02/23/2011.