SEC Form 4 · accession 0001437749-18-022631
CTD HOLDINGS INC · CTDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Tate
Officer — COO & Chief Scientific Officer · Director
Period of report
Dec 26, 2018
Accepted (ET)
Dec 26, 2018 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922247
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 26, 2018 | P$0 | 25,000 | — | A | 865,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $0.65 | Dec 26, 2018 | P | 25,000 | A | Dec 21, 2018 | Dec 26, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The reported securities consist of 25,000 "Units" purchased by the reporting person for $0.65 per Unit. Each Unit consists of one share of Common Stock and a warrant to purchase one share of Common Stock.