SEC Form 4 · accession 0001213900-17-001789
CTD HOLDINGS INC · CTDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Farnan Jr.
Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922247
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | P$0 | 20,000 | — | A | 690,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $0.35 | Feb 23, 2017 | P | 20,000 | A | Feb 23, 2017 | Feb 23, 2024 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The reported securities consist of 20,000 "Units" purchased by the reporting person for $0.35 per Unit. Each Unit consists of one share of common stock and one warrant to purchase one share of common stock.