SEC Form 4 · accession 0001213900-16-014095
CTD HOLDINGS INC · CTDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ce Rick Strattan
Director · 10% Owner
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922247
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2016 | P$0 | 40,000 | — | A | 19,877,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $0.25 | Jun 6, 2016 | P | 40,000 | A | Jun 6, 2016 | Jun 6, 2023 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The reported securities consist of 40,000 "Units" purchased by the reporting person for $0.25 per Unit. Each Unit consists of one share of common stock and one warrant to purchase one share of common stock.