SEC Form 4 · accession 0001209191-19-017609

PPL Corp · PPL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO

Period of report

Mar 5, 2019

Accepted (ET)

Mar 7, 2019 · 10:30 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000922224

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 5, 2019	M	10,344	$25.24	A	169,549	D
Common Stock^F2	Mar 5, 2019	S	10,344	$32.50	D	159,205	D
Common Stock^F2	Mar 5, 2019	M	215,021	$25.41	A	374,226	D
Common Stock^F2	Mar 5, 2019	S	215,021	$32.50	D	159,205	D
Common Stock^F2	holding	—	—		—	137	I	Held in trust pursuant to the Employee Stock Ownership Plan.
Common Stock	holding	—	—		—	12,824	I	Held in trust for benefit of Mr. Spence's wife.
Common Stock	holding	—	—		—	10,426	I	By Grantor Retained Annuity Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (Right to Buy)^F4	$25.24	Mar 5, 2019	M	10,344	D	—	Jul 21, 2021	Common Stock	10,344	0	D
Employee Stock Options (Right to Buy)^F5	$25.41	Mar 5, 2019	M	215,021	D	—	Jan 25, 2022	Common Stock	215,021	215,020	D

F1This Form 4 report reflects the exercise of 10,344 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
F2Total includes the reinvestment of dividends.
F3This Form 4 report reflects the exercise of 215,021 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
F4Represents the exercise of 10,344 stock options that vested in three equal annual installments beginning July 22, 2012.
F5Represents the exercise of 215,021 stock options from a total grant of 430,041 options that vested in three equal annual installments beginning January 26, 2013.