SEC Form 4 · accession 0001209191-19-005104
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Thompson
Officer — Chairman of a PPL Subsidiary
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2019 | M | 8,478 | $30.07 | A | 15,897 | D | |
| Common Stock | Jan 22, 2019 | F | 2,841 | $30.07 | D | 13,056 | D | |
| Common Stock | Jan 23, 2019 | S | 5,637 | $29.91 | D | 7,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (ICPKE)F3 | $0.00 | Jan 22, 2019 | M | 8,478 | D | — | — | Common Stock | 8,478 | 0 | D |
Explanation of responses
- F1Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).
- F2Represents the sale of 5,637 shares of common stock pursuant to a 10b5-1 plan, dated November 26, 2018.
- F3The shares were delivered on January 22, 2019.