SEC Form 4 · accession 0001209191-18-017969
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tadd J Henninger
Officer — Vice President and Treasurer
Period of report
Feb 22, 2018
Accepted (ET)
Mar 8, 2018 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (ICPKE)F3,F1,F2 | — | Feb 22, 2018 | A | 1,694 | A | — | — | Common Stock | 1,694 | 1,694 | D |
Explanation of responses
- F1No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date.
- F2The units will vest on 02/22/2021.
- F3As of 03/08/2018, total restricted stock units beneficially owned is 5,651. This total includes the 03/01/2016 grant of 1,239 restricted stock units, the 02/17/2017 grant of 1,912 restricted stock units, the 01/25/2018 grant of 806 restricted stock units and the 02/22/2018 grant of 1,694 restricted stock units.