SEC Form 4 · accession 0001209191-18-005074
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanne H Raphael
Officer — SVP, GC & Corp Sec
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 7,281 | $31.49 | A | 24,080 | D | |
| Common Stock | Jan 22, 2018 | F | 2,236 | $31.49 | D | 21,844 | D | |
| Common Stock | Jan 23, 2018 | S | 5,045 | $31.60 | D | 16,799 | D | |
| Common StockF3 | holding | — | — | — | 1,494 | I | Held in trust pursuant to the Employee Stock Ownership Plan. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (ICPKE)F4 | $0.00 | Jan 22, 2018 | M | 7,281 | D | — | — | Common Stock | 7,281 | 0 | D |
Explanation of responses
- F1Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).
- F2Represents the sale of 5,045 shares of common stock pursuant to a 10b5-1 plan, dated March 6, 2017.
- F3Total includes the reinvestment of dividends.
- F4The units vested on January 22, 2018.