SEC Form 4 · accession 0001209191-17-047843
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Bergstein Jr.
Officer — VP-IR and Treasurer
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 3, 2017 | M | 2,983 | $24.75 | A | 6,175 | D | |
| Common StockF2 | Aug 3, 2017 | S | 2,983 | $39.00 | D | 3,192 | D | |
| Common StockF2 | holding | — | — | — | 269 | I | Held in trust pursuant to the Employee Stock Ownership Plan. | |
| Common StockF2 | holding | — | — | — | 43 | I | As custodian for children under the Dividend Reinvestment Plan. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $24.75 | Aug 3, 2017 | M | 2,983 | D | — | May 31, 2022 | Common Stock | 2,983 | 0 | D |
Explanation of responses
- F1This Form 4 report reflects the exercise of 2,983 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 5, 2017.
- F2Total includes the reinvestment of dividends.
- F3Represents the exercise of 2,983 stock options that vested in three installments on June 1, 2013, June 1, 2014 and June 1, 2015.