SEC Form 4 · accession 0001209191-17-041015
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory N Dudkin
Officer — President of a PPL Subsidiary
Period of report
Jun 16, 2017
Accepted (ET)
Jun 20, 2017 · 1:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2017 | M | 16,131 | $39.49 | A | 39,693 | D | |
| Common Stock | Jun 16, 2017 | F | 7,903 | $39.49 | D | 31,790 | D | |
| Common Stock | Jun 19, 2017 | S | 8,228 | $39.55 | D | 23,562 | D | |
| Common StockF3 | holding | — | — | — | 75 | I | Held in trust pursuant to the Employee Stock Ownership Plan. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (ICPKE)F4 | $0.00 | Jun 16, 2017 | M | 16,131 | D | — | — | Common Stock | 16,131 | 0 | D |
Explanation of responses
- F1Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).
- F2Represents the sale of 8,228 shares of common stock pursuant to a 10b5-1 plan, dated February 9, 2017.
- F3Total includes the reinvestment of dividends.
- F4The units vested on June 16, 2017.