SEC Form 4 · accession 0001209191-17-017172
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen K Breininger
Officer — Vice President & Controller
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 2,743 | $36.73 | A | 10,052 | D | |
| Common Stock | Mar 1, 2017 | F | 873 | $36.73 | D | 9,179 | D | |
| Common StockF2 | holding | — | — | — | 194 | I | Held in trust pursuant to the Employee Stock Ownership Plan. | |
| Common StockF2 | holding | — | — | — | 519 | I | Held in the account of Mr. Breininger's wife, as to which he disclaims beneficial ownership. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (ICPKE)F3,F2 | $0.00 | Mar 1, 2017 | M | 2,743 | D | — | — | Common Stock | 2,743 | 0 | D |
Explanation of responses
- F1Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).
- F2Total includes the reinvestment of dividends.
- F3The units vested on March 1, 2017.