SEC Form 4 · accession 0001209191-17-016400
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Spence
Officer — Chairman, President and CEO
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Feb 28, 2017 | S | 40,123 | $36.94 | D | 30,457 | D | |
| Common StockF4 | holding | — | — | — | 124 | I | Held in trust pursuant to the Employee Stock Ownership Plan. | |
| Common Stock | holding | — | — | — | 12,824 | I | Held in trust for benefit of Mr. Spence's wife. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 40,123 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016.
- F2Represents the weighted average sales price for price increments ranging from $36.840 to $37.005.
- F3The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Total includes the reinvestment of dividends.