SEC Form 4 · accession 0001209191-17-013088
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Thompson
Officer — President of a PPL Subsidiary
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | S | 5,954 | $36.00 | D | 5,073 | D | |
| Common Stock | Feb 21, 2017 | S | 400 | $36.005 | D | 4,673 | D | |
| Common Stock | Feb 21, 2017 | S | 100 | $36.01 | D | 4,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (SIP)F4,F2,F3 | — | Feb 17, 2017 | A | 8,262 | A | — | — | Common Stock | 8,262 | 8,262 | D |
Explanation of responses
- F1Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016.
- F2No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
- F3The units will vest on 02/17/2020.
- F4As of 02/22/2017, total restricted stock units beneficially owned is 29,744. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units, 01/03/2017 grant of 4,336 restricted stock units and the 02/17/2017 grant of 8,262 restricted stock units.