SEC Form 4 · accession 0001209191-17-013087
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Symons
Officer — Chief Exec of a PPL Subsidiary
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (SIP)F3,F1,F2 | — | Feb 17, 2017 | A | 10,502 | A | — | — | Common Stock | 10,502 | 10,502 | D |
Explanation of responses
- F1No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
- F2The units will vest on 02/17/2020.
- F3As of 02/22/2017, total restricted stock units beneficially owned is 35,360.929. This total includes the 01/22/2015 grant of 11,031.404 restricted stock units, 01/21/2016 grant of 9,694.525 restricted stock units and the 01/26/2017 grant of 4,133 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 10,502 restricted stock units.