SEC Form 4/A · accession 0001209191-17-011356
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul W Thompson
Officer — President of a PPL Subsidiary
Period of report
Jan 26, 2017
Accepted (ET)
Feb 16, 2017 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (SIP)F1,F2 | $0.00 | Jan 26, 2017 | A | 0 | A | — | — | Common Stock | 0 | 0 | D |
| Performance Stock Unit (SIP)F1,F3 | $0.00 | Jan 26, 2017 | A | 0 | A | — | — | Common Stock | 0 | 0 | D |
| Performance Stock Unit (SIP)F1,F3 | $0.00 | Jan 26, 2017 | A | 0 | A | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded.
- F2As of 2/16/2017, the total restricted stock units beneficially owned is 21,482. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units and the 01/03/2017 grant of 4,336 restricted stock units.
- F3As of 02/16/2017, total performance units beneficially owned is 36,251.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.