SEC Form 4 · accession 0001209191-17-005494
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Thompson
Officer — President of a PPL Subsidiary
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2017 | M | 10,270 | $34.36 | A | 16,724 | D | |
| Common Stock | Jan 23, 2017 | F | 3,749 | $34.36 | D | 12,975 | D | |
| Common Stock | Jan 24, 2017 | S | 6,521 | $34.36 | D | 6,454 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (ICPKE)F3 | $0.00 | Jan 23, 2017 | M | 10,270 | D | — | — | Common Stock | 10,270 | 0 | D |
Explanation of responses
- F1Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).
- F2Represents the sale of 6,521 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016.
- F3The units vested on January 23, 2017.