SEC Form 4 · accession 0001209191-17-005491
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Sorgi
Officer — Sr. Vice President and CFO
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2017 | M | 8,526 | $34.36 | A | 19,010 | D | |
| Common Stock | Jan 23, 2017 | F | 2,829 | $34.36 | D | 16,181 | D | |
| Common StockF2 | holding | — | — | — | 119 | I | Held in trust pursuant to the Employee Stock Ownership Plan. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (SIP)F2,F3 | $0.00 | Jan 23, 2017 | M | 8,526 | D | — | — | Common Stock | 8,526 | 0 | D |
Explanation of responses
- F1Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
- F2Total includes the reinvestment of dividends.
- F3The units vested on January 23, 2017.