SEC Form 4 · accession 0001209191-17-001710

PPL Corp · PPL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President of a PPL Subsidiary

Period of report

Jan 3, 2017

Accepted (ET)

Jan 5, 2017 · 12:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000922224

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Unit (SIP)^F1,F2	—	Jan 3, 2017	A	4,336	A	—	Jan 2, 2027	Common Stock	4,336	4,336	D
Performance Unit (SIP)^F3	—	Jan 3, 2017	A	13,008	A	—	—	Common Stock	13,008	13,008	D
Performance Unit (SIP)^F4	—	Jan 3, 2017	A	4,336	A	—	—	Common Stock	4,336	4,336	D

F1No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
F2The units will vest on January 3, 2020.
F3No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.
F4No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.