SEC Form 4 · accession 0001209191-16-155772
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Armando Zagalo De Lima
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (DDCP)F4,F1,F3 | — | Dec 15, 2016 | I | 306 | A | — | — | Common Stock | 306 | 18,003 | D |
Explanation of responses
- F1No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.
- F2Represents conversion of value under the DDCP, held in the form of a cash equivalent account, to unit equivalents of shares of the Company's Common Stock.
- F3Payout of the underlying securities occurs as noted above in Note 1.
- F4Total includes the reinvestment of dividends.