SEC Form 4 · accession 0001209191-16-107733

PPL Corp · PPL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Exec of a PPL Subsidiary

Period of report

Mar 4, 2014

Accepted (ET)

Mar 11, 2016 · 10:48 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000922224

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 4, 2014	M	59,011	—	A	72,912	D
Common Stock	Mar 4, 2014	D	59,011	$32.31	D	13,901	D
Common Stock^F1	Jun 1, 2015	M	44,227	—	A	58,128	D
Common Stock	Jun 1, 2015	D	44,227	$34.77	D	13,901	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Option^F1,F2	—	Mar 4, 2014	M	14,784	D	—	Feb 15, 2021	Common Stock	14,784	0	D
Phantom Stock Option^F1,F3	—	Mar 4, 2014	M	16,473	D	—	Feb 15, 2022	Common Stock	16,473	16,474	D
Phantom Stock Option^F1,F4	—	Mar 4, 2014	M	27,754	D	—	Feb 15, 2023	Common Stock	27,754	55,506	D
Phantom Stock Option^F1,F3	—	Jun 1, 2015	M	16,474	D	—	Feb 15, 2022	Common Stock	16,474	0	D
Phantom Stock Option^F1,F4	—	Jun 1, 2015	M	27,753	D	—	Feb 15, 2023	Common Stock	27,753	27,753	D

F1Each share of phantom stock was the economic equivalent of one share of PPL common stock. The reporting person settled his shares of phantom stock for cash.
F2The phantom stock options vested on February 15, 2014.
F3A grant of 32,947 phantom stock options vested in two installments of 16,473 options on February 15, 2014 and 16,474 options on February 15, 2015.
F4A grant of 83,260 phantom stock options vested in three installments of 27,754 options on February 15, 2014, 27,753 options on February 15, 2015 and 27,753 options on February 15, 2016.

The amounts reflected in Column 5 in Table I are as of the date hereof.