SEC Form 4 · accession 0001209191-16-105090
PPL Corp · PPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Bergstein Jr.
Officer — VP-IR and Treasurer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | M | 1,646 | $34.83 | A | 5,451 | D | |
| Common StockF1 | Mar 1, 2016 | F | 524 | $34.83 | D | 4,927 | D | |
| Common StockF1 | holding | — | — | — | 252 | I | Held in trust pursuant to the Employee Stock Ownership Plan. | |
| Common StockF1 | holding | — | — | — | 41 | I | As custodian for children under the Dividend Reinvestment Plan. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (ICPKE)F3 | $0.00 | Mar 1, 2016 | M | 1,646 | D | — | — | Common Stock | 1,646 | 0 | D |
Explanation of responses
- F1Total includes the reinvestment of dividends.
- F2Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).
- F3The units vested on 03/01/2016.