SEC Form 4/A · accession 0001179110-19-002259
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Fair
Officer — EVP and CFO
Period of report
Feb 14, 2019
Accepted (ET)
Feb 21, 2019 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | F | 6,534 | $24.55 | A | 20,771 | D | |
| Common StockF2,F1 | Feb 14, 2019 | A | 7,778 | $0.00 | A | 28,549 | D | |
| Common StockF3,F1 | Feb 14, 2019 | A | 7,449 | $0.00 | A | 35,998 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 corrects the amount of shares reported in the original Form 4.
- F2Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.
- F3Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.