SEC Form 4 · accession 0001179110-18-010973
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Saul Reibstein
Director
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2018 | M | 6,694 | $13.19 | A | 25,642 | D | |
| Common StockF1 | Aug 24, 2018 | S | 6,694 | $35.00 | D | 18,948 | D | |
| Common StockF2 | holding | — | — | — | 150 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Options (right to buy) | $13.19 | Aug 24, 2018 | M | 6,694 | D | Dec 31, 2017 | Jan 6, 2022 | Common Stock | 6,694 | 73,636 | D |
Explanation of responses
- F1The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to rule 10b5-1.
- F2Mr. Reibstein disclaims beneficial ownership of all of the shares owned by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial ownership of such securities for purposes of Section 16 or any other purpose.