SEC Form 4 · accession 0001179110-18-001846
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Fair
Officer — EVP and CFO
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2018 | A | 5,549 | $0.00 | A | 13,738 | D | |
| Common StockF2 | Feb 6, 2018 | A | 8,472 | $0.00 | A | 22,210 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.
- F2Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.