SEC Form 4 · accession 0001179110-17-001404
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay A Snowden
Officer — EVP-Chief Operating Officer
Period of report
Jan 29, 2017
Accepted (ET)
Jan 31, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2017 | M | 2,122 | — | A | 29,064 | D | |
| Common Stock | Jan 29, 2017 | D | 2,122 | $13.98 | D | 26,942 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | — | Jan 29, 2017 | M | 2,122 | D | — | — | Common Stock | 2,122 | 0 | D |
Explanation of responses
- F1The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.