SEC Form 4 · accession 0001179110-17-000686
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Sottosanti
Officer — EVP,Gen Counsel & Secretary
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F1 | $14.10 | Jan 4, 2017 | A | 85,253 | A | Jan 4, 2018 | Jan 4, 2024 | Common Stock | 85,253 | 85,253 | D |
Explanation of responses
- F1Vests over 4 years on the anniversary date of grant as follows: 21,314 shares on January 4, 2018; 21,313 shares on January 4, 2019; 21,313 shares on January 4, 2020; and 21,313 shares on January 4, 2021.