SEC Form 4 · accession 0001179110-16-019022
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Sottosanti
Officer — EVP,Gen Counsel & Secretary
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F1 | $12.87 | Feb 9, 2016 | A | 92,337 | A | Feb 9, 2017 | Feb 9, 2023 | Common Stock | 92,337 | 92,337 | D |
Explanation of responses
- F1Vests over 4 years on the anniversary date of grant as follows: 23,085 shares on February 9, 2017; 23,084 shares on February 9, 2018; 23,084 shares on February 9, 2019; and 23,084 shares on February 9, 2020.