SEC Form 4 · accession 0001179110-15-011199
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Wilmott
Officer — President & CEO · Director
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2015 | M | 47,800 | $4.98 | A | 281,256 | D | |
| Common StockF1 | Jul 13, 2015 | S | 47,800 | $19.00 | D | 233,456 | D | |
| Common StockF1 | Jul 14, 2015 | M | 2,200 | $4.98 | A | 235,656 | D | |
| Common StockF1 | Jul 14, 2015 | S | 2,200 | $19.09 | D | 233,456 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Options (right to buy) | $4.98 | Jul 13, 2015 | M | 47,800 | D | Jan 2, 2013 | Jan 2, 2016 | Common Stock | 47,800 | 52,200 | D |
| Non Qualified Stock Options (right to buy) | $4.98 | Jul 14, 2015 | M | 2,200 | D | Jan 2, 2013 | Jan 2, 2016 | Common Stock | 2,200 | 50,000 | D |
Explanation of responses
- F1These transactions on this Form 4 were made pursuant to a stock trading plan, executed by Mr. Wilmott on May 4, 2015, established pursuant to rule 10b5-1. The options subject to the transactions reported on this Form 4 would have expired on January 2, 2016.