SEC Form 4 · accession 0001179110-15-010005
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Wilmott
Officer — President & CEO · Director
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2015 | M | 15,700 | $4.98 | A | 249,156 | D | |
| Common StockF1 | Jun 16, 2015 | S | 15,700 | $18.00 | D | 233,456 | D | |
| Common StockF1 | Jun 17, 2015 | M | 34,300 | $4.98 | A | 267,756 | D | |
| Common StockF1 | Jun 17, 2015 | S | 34,300 | $18.00 | D | 233,456 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Options (right to buy) | $4.98 | Jun 16, 2015 | M | 15,700 | D | Jan 2, 2013 | Jan 2, 2016 | Common Stock | 15,700 | 134,300 | D |
| Non Qualified Stock Options (right to buy) | $4.98 | Jun 17, 2015 | M | 34,300 | D | Jan 2, 2013 | Jan 2, 2016 | Common Stock | 34,300 | 100,000 | D |
Explanation of responses
- F1These transactions on this Form 4 were made pursuant to a stock trading plan, executed by Mr. Wilmott on May 4, 2015, established pursuant to rule 10b5-1. The options subject to the transactions reported on this Form 4 would have expired on January 2, 2016.