SEC Form 4/A · accession 0001179110-15-003189

PENN Entertainment, Inc. · PENN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Feb 6, 2015

Accepted (ET)

Feb 23, 2015 · 6:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000921738

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 6, 2015	M	14,145	—	A	108,164	D
Common Stock	Feb 6, 2015	D	14,145	$15.98	D	94,019	D
Common Stock^F2,F3	holding	—	—		—	6,644,461	I	By Trusts

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phamton Stock Unit^F1	—	Feb 6, 2014	M	14,145	D	—	—	Common Stock	14,145	14,145	D

F1The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 14,145 units vested on February 6, 2015. The remaining 14,145 phantom stock units will vest on February 6, 2016. This amendment is filed to correct the date in Table I, Column 3.
F2Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent to of his pecuniary interest therein, and this report should not be deemed an admission the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F3Includes 6,279,249 shares held by the Carlino Family Trust, as to which Peter M. Carlino has sole voting power for certain matters. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent to of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.