SEC Form 4 · accession 0001179110-15-000677
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Sottosanti
Officer — SVP,Gen Counsel & Secretary
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F1 | $13.19 | Jan 6, 2015 | A | 74,686 | D | Jan 6, 2016 | Jan 6, 2022 | Common Stock | 74,686 | 74,686 | D |
Explanation of responses
- F1Vests over 4 years on the anniversary of the date of grant as follows: 18,672 shares on January 6, 2016; 18,671 shares on January 6, 2017, 18,672 shares on January 6, 2018 and 18,671 shares on January 6, 2019.