SEC Form 4 · accession 0001179110-15-000541
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Sottosanti
Officer — Sr. Vice President/Gen Counsel
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 12,402 | $6.81 | A | 16,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy) | $6.81 | Jan 2, 2015 | M | 12,402 | D | Jan 6, 2009 | Jan 6, 2015 | Common Stock | 12,402 | 0 | D |