SEC Form 4 · accession 0001140361-15-009244
VALLEY FINANCIAL CORP /VA/ · VYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joann Lloyd
Officer — SVP
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 11:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 600 | $3.05 | A | 9,083 | D | |
| Common Stock | Feb 26, 2015 | S | 600 | $19.75 | D | 8,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.05 | Feb 26, 2015 | M | 600 | D | — | Dec 9, 2019 | Common Stock | 600 | 0 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 3,000 shares, became exercisable in five annual installments beginning on December 31, 2010.